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Enter information below to search for a Licensee.

To search for licenses of securities broker-dealers and agents, please see FINRA’s BrokerCheck. For investment advisers and their representatives, visit the Investment Adviser Public Disclosure (IAPD) database.

Disclaimer: Licensing and registration records are made available on this website by LARA to provide immediate access to information for the convenience of interested persons. LARA assumes no responsibility for any errors or omissions, or for the use of information obtained from this site.

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